Exchange Commission) Report I2 (Report on Status of Investment in Foreign Countries of All Mutual Funds Under Management) 10. Circular 8/2554 28/07/2011 01/08/2011 11. Circular 23/2553 03/08/2010
|- Capital Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Auditors |- Reporting |- Fees |- Related Circular Letter Marketing |- Approval and Standards
| - |- Approval & Qualifications (Section 103, 104) |- Auditors |- Reporting Requirements |- Fees |- Related Circular Letter IP/FG |- Appoint/Approval/Code of conducts and Standard Practices |- Reporting |- Fees
/10/2000 3. Circular 31/2546 25/12/2003 4. Circular 3/2546 12/02/2003 5. Circular 14/2544 19/09/2001 6. Circular 25/2544 03/07/2001 7. Circular 18/2544 26/03/2001 8. Circular
3. Circular 31/2546 25/12/2003 4. Circular 3/2546 12/02/2003 5. Circular 14/2544 19/09/2001 6. Circular 25/2544 03/07/2001 7. Circular 18/2544 26/03/2001 8. Circular 11/2544
Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications |- Fees |- Related Circular Letter Executives of securities companies and personnel in securities business |- Approval and
) being capable of maintaining capital and reserve under relevant supervisory law; (3) demonstrate efficient systems to prevent conflict of interest, Chinese wall among different departments and staffs
law ; (2) being capable of maintaining capital and reserve under relevant supervisory law; (3) demonstrate efficient systems to prevent conflict of interest, Chinese wall among different departments and
collaboration with the TRBN and the waste management alliance, applies the circular economy principles to promote systematic and sustainable waste management in response to the growing issue of plastic waste
of Certifier 54. Circular 13/2552 13/10/2009 16/10/2009 55. Circular 26/2552 10/09/2009 16/08/2009 56. Circular 12/2552 25/08/2009 16/08/2009 57. Circular 20/2554 23/12/2011