brokerage, securities dealing or undertaking of investment units All mutual fund supervisors No. Nor Jor.(Wor) 6/2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border
fund supervisors No. Nor Jor. ( Wor) 6/ 2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the
regulations specified by SEC and that trustees are permitted to charge for expenses incurred in making copies of documents as required by the SEC. SEC has therefore drafted the rules and regulations on the
. For example, investors must receive copies of the investment unit purchases or sale orders with transaction details entered, and the amounts from the operating system of the fund or banks or asset
data received: The personal data will be retained at the central database that is safeguarded with proper security measures and access control. Hard copies of documents and printed materials will be
database that is safeguarded with proper security measures and access control. Hard copies of documents and printed materials will be scanned and stored in the Enterprise Content Management System (ECM), the
- Translation - Tender Offer for Securities (Form 247-4) Of Glow Energy Public Company Limited By Global Power Synergy Public Company Limited (The Tender Offeror) The Siam Commercial Bank Public Company Limited And Phatra Securities Public Company Limited (Tender Offer Preparers) Phatra Securities Public Company Limited (Tender Offer Agent) “This English language translation of the Tender Offer has been prepared solely for the convenience of the foreign shareholders of Glow Energy Public Company...
the audit committee Ms. Kajohnporn Kittisobhone Enclosed hereto is 1 copies of the certificate and biography of the audit committee. The audit committee number(s)1-3 has/have adequate expertise and
Office, the claimant shall submit a statement of claim in the Form OrYor. 1 prescribed by the Office, together with documents and evidence as specified in such form and shall make sufficient copies of the
copies of the statement of claim to be delivered to the respondent. The claimant may request for the Office’s mediation of dispute prior to commencing the arbitral process, at the same time of filing the