According to Bangkok Bank’s complaint report and SEC’s further investigation, it was found that during 22 September 2017 – 24 February 2018, {A}, then a securities investment consultant at the bank, committed wrongful acts against the investor’s assets by using the investor’s subscription money for mutual fund investments for her own interest without executing the subscription transactions as originally intended by the investor. In so doing, she made and sent false documents to the invest...

Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium of unit-linked insurance policies. He did not deliver the money to the company and spent the money for his own interest instead. As a result, the clients’ insurance policies and the protection coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform...

To render assistance and alleviate the impact of the COVID-19 situation on employees and employers, SEC, with AIMC’s suggestion, has proposed for the Ministry of Finance to consider granting a postponement or temporary suspension of PVD contribution to employees or employers who are affected by the COVID-19 spread. This measure aims to lessen the expense burdens and prevent PVD cancellation by employers. On 29 April 2020, Finance Minister Uttama Savanayana issued the Notification of the Finance...

company for 5 years, and as major shareholder of derivatives business operator for 10 years.   Due to the deficiencies in duty performance of Mr. King, SKFM was subject to violation of Section 117

with participants from both the public and private sectors. The celebration ceremony was chaired by Mr. Thosapone Dansuputra, Director-General of the Department of Business Development, who spoke on the

and seven other allies under the Capital Market Governance Promotion Initiative in Celebration of His Majesty the King’s Coronation. The TRBN launch will be held on 2 December 2019 and presided over by

further green actions among other organizations.”Vibhavadi Zero Waste Campaign is created under the Market Governance Promotion Initiative in Celebration of the Auspicious Occasion of His Majesty the

holidays in celebration of new year festival and the company was still in the process of considering revising details of financial statements in line with the guidelines as specified by the SEC.The SEC

initiative under the Capital Market Governance Promotion Initiative in Celebration of the Auspicious Occasion of His Majesty the King’s Coronation organized and launched on 14 August 2019 by SEC in

: Quarterly results  In Q3/2017, the Company and its subsidiary recorded total sales of Baht 1,500 million, a decrease of 15% YoY due to the slowdown in domestic branded and export CMG sales. However, export