Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on the proposed drafted to the regulations concerning the approval process for a capital market
SHARE : SEC public hearing on drafted regulations for the supervision of digital asset custodial wallet providers and the provision of services to customers’ wallets Thursday 2 December 2021 | No. 218
Committee has conducted a public hearing in this matter to seek comments from state officials, stakeholders of respective agencies, service users and the public. In this regard, SEC has drafted the SEC’s
UBOs’ investment information in the bond market.After completing the drafted regulations following the CMSB’s resolution, the SEC will conduct a public hearing with related parties and the general
financial products, either domestic or foreign issues will be drafted, rather than a rule-based one. Also, consideration on suitability of target investors will be addressed. The proposed rules govern
management companies.Now, SEC has drafted regulations covering various topics, such as that investment management companies must present multiple investment policies, which must also be in conformity to the