Clarification of Operating Results and Financial Position Clarification of Operating Results and Financial Position D.T.C. Industries Public Company Limited and Subsidiary Companies For the period
Clarification of Operating Results and Financial Position Clarification of Operating Results and Financial Position D.T.C. Industries public company Limited and Subsidiary Companies For the period
Microsoft Word - 11-2020 Operating Q2 ?? 2020_FinalVersion No. 11/2020 August 11, 2020 President The Stock Exchange of Thailand 93 Ratchadapisek Road, Kwang Dindaeng, Khet Dindaeng, Bangkok 10400
Bangkok, 24 October 2017 ? The SEC has revoked the approval for Mr. Pisist Phong-pheuag, then working for Apple Wealth Securities Public Company Limited, as a capital market investment consultant for 10 years on account of deceiving several clients, falsifying documents, spending clients? money for his own interest, and using clients? trading accounts to trade securities for himself.Following a complaint inspection report from Apple Wealth Securities, the SEC has investigated further and found t...
Bangkok, 27 September 2023 – SEC has ordered a revocation of an approval of an investment consultant, Mr. Phisit Taninrungroj, for 10 years for committing dishonest acts by using clients’ trading accounts to seek benefits for himself and the others, a misconduct of client asset exploitation. At the time of his wrongdoing, he was employed by RHB Securities (Thailand) PLC (RHB).Following a complaint from an investor who is not a client of RHB and the SEC’s further investigation into the cas...
Bangkok, 2 December 2016 - The Criminal Fining Committee has imposed a fine of 5,560,000 baht on {A}, a former director of Jasmine International Public Company Limited (JAS), for failing to perform duties honestly and seeking unlawful benefits from derivatives investment based on non-public information.Following the SET's referral, the SEC conducted a further investigation and found that {A}, then a JAS director, had learned from the Board of Directors' meeting invitation that on 25 January 2016...
Microsoft Word - Operating Result for the year of 2018 SBN 001/2019 February 20, 2019 Subject : Operating Result of the year 2018 To : The Managing Director, the Stock Exchange of Thailand Sabina
DEMCO 012 operating result Q 3-60 E DEMCO Public Company Limited No. Demco 023/2017 November 14, 2017 Subject : The company’s operating result of the 3rd quaternary for the year 2017. To : The
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