securities financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers
On 9 January 2023, the UK Government and the Securities and Exchange Commission of Thailand (SEC Thailand) signed a new Memorandum of Understanding (MoU) on Financial Services to further strengthen
Sirindhorn. As a co-sponsor, the SEC also sent athletes to strengthen relationship and promote solidarity among the personnel of the TSCA members, the Stock Exchange of Thailand (SET), and the SEC. The
risk management capacity and lower potential disruption to the overall market in compliance with international standards. Essentially, the amendment would require that the senior management of securities
Sustainable Value Creation Principle 3 Strengthen Board Effectiveness Principle 4 Ensure Effective CEO and People Management Principle 5 Nurture Innovation and Responsible Business Principle 6 Strengthen
Sustainable Value Creation Principle 3 Strengthen Board Effectiveness Principle 4 Ensure Effective CEO and People Management Principle 5 Nurture Innovation and Responsible Business Principle 6 Strengthen
savoir faire that are at the heart of its creations. In the world today, human activities are often out of alignment with nature, increasing the fragility of and disruption in our deeply interconnected
SEC to become a signatory to the EMMoU.The IOSCO EMMoU, built upon the IOSCO MMoU introduced in 2002, was adopted in 2017 to strengthen efficiency in cross-border enforcement cooperation among IOSCO
intermediaries.? The amendment proposal aims to strengthen IT security protection for intermediaries to cope with potential new types of risk arising from the use of new technologies such as mobile devices and
the business models of the private sector._______________________ Link to SEC News No. 36/2564 headlined, “SEC enhances real estate-backed ICO oversight to strengthen investor