investment governance practices by Institutional Investors will not only promote sustainable growth and development, but also secure the best returns to their Asset Owners and beneficiaries, and provide
independent from sellers (sponsors) of the property to the REIT. ** Except for RM being an asset management company and having no interests with the sponsors, participation of FA in filing of the application
Solicitation or advice on securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of
process for the allocation of IPO shares to sponsors which complies with related criteria." The result of sale of IPO shares must be reported within 30 days after the closing date in the digital system of
Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund Prescription of additional rules Calculation and announcement of net asset values (NAV) Procedures for
rate of NAV or net asset value of the mutual fund; (2) A performance based management fee rate 2.4 Proxy voting at shareholders' meetings on clients' behalf Types of Funds Proxy Voting
Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund Prescription of additional rules Calculation and announcement of net asset values (NAV) Procedures for
rate of NAV or net asset value of the mutual fund; (2) A performance based management fee rate 2.4 Proxy voting at shareholders' meetings on clients' behalf Types of Funds Proxy Voting
ดิจิทัล การออกและเสนอขายหลักทรัพย์ ตราสารหนี้ พระราชบัญญัติ บริษัทจดทะเบียน การซื้อขายหลักทรัพย์ กิจการเงินร่วมลงทุน Digital Infrastructure ทรัสต์เพื่อกิจการเงินร่วมลงทุน ทรัสต์เพื่อการลงทุนใน
case of a complaint related to services of a securities or asset management company under the SEC supervision, first of all, the complainant should contact the compliance unit of the company directly