duties with honesty by disguising that trading decisions were made by client; and seeking benefits during performance of duties. Following the complaint lodged by client of KT ZIMICO Securities Company
customers with integrity, honesty, quality, fairness and equality. In a case that a digital asset business operator will outsource other parties, the business operator is required to follow the notification
as a listed-company director with responsibility, prudence, honesty and integrity. As a result, the Civil Penalty Consideration Committee ordered Mr. A to pay a civil fine and compensate the SEC for
operators. The revised regulations require the said licensees appoint independent directors to perform their duties with honesty and trustworthiness for customer interest and thus aim to ensure efficient
program called “Developing Auditors for Thai Capital Markets”, that covers both the theoretical and practical aspects of the audit works, for auditors and audit firms aiming to register with the SEC
of businesses for business operators in the capital market. This is in line with the objectives of the CMDF that call for the development of infrastructure while developing the competitiveness of the
cooperation between AIMC and other capital market organizations in developing and furthering the efforts of Thailand ESG Data Framework to ensure that it will achieve the set objectives and truly benefit the
developing business and human rights training courses for business sector in the Thai capital market is an assigned mission under the National Action Plan on Business and Human Rights Phase 1 (2019 – 2022
with dignity, recommending thorough and systematic solutions to tackle debt problems, and developing a financial and debt management system in accordance with good governance principles. This is to
deposit of over THB 1 billion.SEC Secretary-General Ruenvadee Suwanmongkol said that the cooperation between the two agencies is beneficial to education which is the most important part in developing the