delegate the function of advertising to a natural person appointed as an agent who sells or accepts redemption of investment units. Nevertheless, delegation is permitted for the function of disseminating or
section on ‘key concepts and definitions’. Ultimate owners cannot delegate these underlying responsibilities; even when they employ agents to act on their behalf, beneficial owners need to ensure that the
contacting, soliciting, giving advice, preparing investment plan, or analyzing the value or suitability of trading or investing in securities for investors, the investor contact shall not delegate other
not delegate other persons to act or perform duties on his behalf. Clause 14. In order that investors shall receive good, efficient and fair services, the investor contact shall perform duties in
other relevant agencies, to perform any actions necessary and appropriate, as well as to sub-delegate for the purpose of completing the disposal of Land and Buildings. The Company will sign the land and
ของ CIS operator เอกสารแนบ 1 หนา 14 (4) ขอกําหนดเกีย่วกับ delegate/outsource งานของ CIS operators - หาม delegate functions จนกลายเปน letter-box และ CIS Operator ยงัคงมี ความรับผิดชอบกับงานนั้น ๆ อยู
service providers some of the activities associated with stewardship. However, they cannot delegate their responsibility for stewardship. They remain responsible for ensuring those activities are carried
delegate to examine or verify the correctness of the portion of income the fund received under the agreement and to submit reports or relevant information to the management company for the purpose of tracing