maturity period prescribed in the disclosure document. Automatic redemption would require pre-specified terms and conditions, and investment would be limited to institutional and ultra-high-net-worth
Target Companies (as defined in the Sale and Purchase Agreement) as specified in the consolidated financial statement of RPV as of 30 June 2020 and reviewd by an auditor and satisfactory to the Buyer. Long
including [existing] clients of an intermediary. 2 “institutional investor” means an institutional investor as specified in the Notification of the Securities and Exchange Commission concerning the
“institutional investor,” ultra-high net worth investor,” or “high net worth investor” otherwise, the said terms shall be as defined in Clause 4, Clause 5 or Clause 6, as the case may be. Clause 3 In this
investor,” ultra-high net worth investor,” or “high net worth investor” otherwise, the said terms shall be as defined in Clause 4, Clause 5 or Clause 6, as the case may be. Clause 3 In this Notification
define the terms “institutional investor,” ultra-high net worth investor,” or “high net worth investor” otherwise, the said terms shall be as defined in Clause 4, Clause 5 or Clause 6, as the case may be
[existing] clients of an intermediary; “institutional investor”5 means an institutional investor as specified in the Notification of the Securities and Exchange Commission concerning the Determination
prohibited characteristics as specified in Chapter 3; (c) having obtained an approval from the SEC Office prior to performing function, unless the intermediary is a financial institution established under
them as total liabilities in the calculation of net capital on the condition that they rectify the excess qualified subordinated debt so as not to surpass the shareholders’ equity within a specified