defect of internal control, compliance or information management system or having not been adjusting the systems thereof, unless having obtained exemption from the SEC Office. Clause 8 The granting
(8) having not been ordered by the SEC Office to adjust the defect of internal control, compliance or information management system or having not been adjusting the systems thereof, unless having
submitted application or the supporting documents or evidences have any defect or do not fulfill applicable requirements. The applicants shall provide an evidence that the application fee of THB 100,000 (VAT
Ground for the first quarter of year 2018 was 540.7 million baht, increased by 1.3 percent. This was due to an engagement with 4 new airline customers that caused number of flights to ascend by 1,119
2018 was 540.7 million baht, increased by 1.3 percent. This was due to an engagement with 4 new airline customers that caused number of flights to ascend by 1,119 flights or 6.4 percent comparing to the
.,LTD. WEALTH CONCEPT MUTUAL FUND BROKERAGE SECURITIES CO.,LTD. AMUNDI MUTUAL FUND BROKERAGE SECURITIES (THAILAND) CO.,LTD. ASCEND WEALTH CO.,LTD. FINNOMENA MUTUAL FUND BROKERAGE SECURITIES CO.,LTD
evidences have any defect or do not fulfill applicable requirements. 41. The SEC will thereafter notify the result of the application assessment to a Hong Kong Covered Entity for offering, marketing and
and reporting of defect, efficiency and overall conditions of cloud service; (5) define clear roles and responsibilities of the cloud provider on the data backup, defect resolution process, service