Microsoft Word - 20181211 NMG - SET Disclosure on BoD resolutions (WPS) (2) วนัท่ี 13 ธนัวาคม 2561 เร่ือง การเข้าทํารายการจําหน่ายเงินลงทนุทัง้หมดในบริษัท ดบับลวิพีเอส (ประเทศไทย) จํากดั เรียน
In accordance with SEC Strategic Plan 2020-2022 by which, one of the goals of SEC is to ensure the competitiveness of business operators in the capital market. At the Capital Market Supervisory Board’s Meeting No. 3/2563 held on 3 March 2020 chaired by SEC Secretary-General Ruenvadee Suwanmongkol, the Meeting has considered the guidelines for enhancing the securities companies’ capability and resolved to approve the generation of alternative income channels and the reduction of expenses a...
SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by organizing a unitholders’ meeting or through a letter seeking the unitholders’ resolution. As an alternative, asset management companies are allowed to seek a unitholders’ resolution if the unitholders attending the meeting or replying the letter hold at least 33% of the total investment units, and the num...
and REITs and the submission of financial statements and the auditor’s reports on PVDs amid the spread of COVID-19. The meeting has passed the following resolutions: 1. Exemption for the holding of
responsible for decision-making and the disclosure of information related to ICO projects; 2. Token holder resolutions: To improve the regulations regarding token holder resolutions and relevant procedures
companies. Those companies? performances can be compared at ease and thus allows the users to make investment decisions more efficiently. ?Bond Supermart? centralizes information of liquid corporate bonds in
Co. Ltd. that {A} had been authorized by his clients to make securities trading decisions on the clients' behalf where he frequently made trading decisions with relatively significant volume. He
holders, on investment decisions, or on changes in the price of the company’s securities within the specified period. SEC Act S.Section 57(6) Settlement Committee Meeting No. 8/2025 Settlement Committee
Bangkok, February 25, 2015 ? The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities Plc. for obtaining authorization to make derivatives and securities trading decisions
issuer's board of directors. This is to ensure that the board is committed and responsible for decision-making and the disclosure of information related to ICO project; (2) Token holder resolutions: To