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compromise business opportunities.The SEC is therefore proposing to amend the IPO regulations by clarifying the issuer’s qualification of non-involvement in an illegal business to ensure clarity and
Having noticed that some digital asset business operators open trading accounts for minors, on 8 January 2022 the SEC disseminated the circular clarifying the guidelines for providing digital asset
) Clarifying the process where the Minister of Finance does not agree with the recommendation of the SEC Board regarding the application and setting out the process for informing the application result; (4
to the SEC on a quarterly basis; (3) Clarifying clearly that the SEC has the power to suspend, revise or order business operators to explain in case any advertisement is inconsistent with the
2023. Essentially, the regulations as amended by the Capital Market Supervisory Board are as follows: (1) Clarifying the characteristics of an investment company, referring to a company that
same listed company if one of the persons has already submitted a report to the SEC. The measure aims to streamline reporting procedures and reduce redundancy; 3) Further clarifying the reporting
authorization of such person or any place where documents, evidence or property of the special purpose juristic person are stored, during the hours between sunrise and https://www.sec.or.th/EN/Documents