SEC Office. Clause 5 A derivatives broker shall not engage in any act which results in creating, altering, transferring, reserving or terminating a client’s right over assets, without or not complying
casino for short term gamblers to satisfy their speculative urges. These two dichotomous aspects of the stock market taken together can be dangerous, as large fluctuations in stock values can have
company shall not engage in any act which result in creating, altering, transferring, reserving or terminating the right in assets of any client, without or not comply with instruction or consent from the
in any act which result in creating, altering, transferring, reserving or terminating the right in assets of any client, without or not comply with instruction or consent from the client or client’s
● Generating power produce greenhouse gases (GHGs), such as carbon dioxide, into the atmosphere 1 These gases trap the sun’s heat in the atmosphere, warming the planet and altering the earth’s climate over time
consistent with avoiding dangerous climate change - essential adaptation to the consequences of climate change” After wind energy criteria, solar energy is the clearest low carbon solution for eligibility in
economy. The Initiative seeks to develop mechanisms to better align the interests of investors, industry and government so as to catalyse investments at a speed and scale sufficient to avoid dangerous
not be considered as an appointment of an agent to undertake custody of clients’ assets . Clause 9 A securities company shall not engage in any act which results in creating, altering, transferring
clients’ assets. Clause 9 A securities company shall not engage in any act which results in creating, altering, transferring, reserving or terminating a client’s rights over assets, without or not complying
clients’ assets. Clause 9 A securities company shall not engage in any act which results in creating, altering, transferring, reserving or terminating a client’s rights over assets, without or not complying