Attn : The Directors and The MAI Manager Ref: Dimet AC 1811/001 November 13, 2018 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Report on Q.1’s performance

Attn : The Directors and The MAI Manager Ref: DIMET AC 1911/001 November 14, 2019 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Report on Q.1’s performance

Attn : The Directors and The MAI Manager Ref: Dimet AC 2006/001 June 16, 2020 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Report on Q.3’s performance (January

Bangkok, November 17, 2014 ?The SEC revoked the approval of Nakul Chaiyanil, a former fund manager for ten years for failure to perform his duty with honesty in relation to management of 101 Montri

The SEC imposed disciplinary penalty on Mr. Chanchai Kultavarakorn, a former executive of a securities company, for not rectifying company operating system as ordered by the SEC and not providing the

appoint new directors to fill vacancies while serving as IFEC director and chief executive officer. In addition, the SEC investigation found that Mr. A disobeyed the board of directors’ instruction and

Bangkok, 6 January 2023 – The Office of the Securities and Exchange Commission (SEC) has announced appointments and rotations of departmental directors to meet the new organizational structure and fill in the vacancies. All appointments and rotations have become effective since 1 January 2023.The appointments of departmental directors are as follows:1. Mr. Putthimes Thanarersk, Director of the Digital Asset Enforcement Department2. Mrs. Juraiwan Sritiapetch, Director of the Fundraising...

Register of persons qualified to be fund manager Please wait... Register of persons qualified to be fund manager Export Excel No. List of Fund Managers Type of fund manager MF DF Approval date

{C} , who at the time of committing the offense, was the branch manager of the branch where Mr. Pattarawut Thunyajaroen was working. {C} affixed her signature on a cash withdrawal transaction of 9

criminal complaint against {A} with the DSI for further legal proceedings.In this connection, {A} is deemed as having untrustworthy characteristics of a publicly held company director and executive