company listed on the Stock Exchange of Thailand. Samples of matters under the SEC responsibility ●   Approved securities / derivatives intermediaries / persons. For example: ​Malfunctioning of working

Stock Exchange of Thailand.  An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions

Trust regarding high net-worth investors and retail investors are summarized as follows:      Subjects​ High Net-Worth Investors Retail Investors 1. Application for sale of the units and submission of the

categorized in different classes by types of returns, refunds, fees or expenses. The name of the REIT shall reflect key characteristics of the trusts. REIT units are required to be listed in SET.  Offer for

are available in the AGM Checklist). 2.      The Thai Investors Association assigns AGM volunteer observers to participate and assess the AGM quality of listed companie s. Assessment Results ​ SET

policies and procedures are implemented to further the company’s objectives, goals and strategies in support of sustainable value creation. Policies and procedures for running the business fairly and

. The SEC supports Thaipat Institute to develop "the first CSR and Anti-corruption progress indicators for Thai listed companies", with a six level assessment of 0-5.​​​​​   Anti-corruption​   ​ The term

SEC relies on the Check and Balance System whereby the Audit Committee and the Internal Audit Department are responsible for reviewing and giving recommendation to the SEC Board on the matters related

foreigners only)“ organized by Thailand Securities Institute (TSI) of the Stock Exchange of Thailand;  A course on “e-learning CFO's Orientation Course for New IPOs (Thai Version)" organized by Thailand

. Both application form and supporting documents must be in Thai or English language. The certified translation is also needed for documents that were translated from language other than Thai or English