major operational disruption; (3) Procedures for communications with relevant internal and external parties which at minimum shall include the method and channel of communications and information
event of major operational disruption; (3) Procedures for communications with relevant internal and external parties which at minimum shall include the method and channel of communications and information
the method and channel of communications and information concerning relevant parties and personnel in charge of communications. The business continuity plan under the first paragraph must be approved by
securities businesses. The proposed revision covers the principles and the draft Ministerial Regulation for a new licensing scheme whereby an applicant could choose to solely apply for a specific license
Roles” is the topic that provides information on supervision of SEC which covers supervision of offering of tokens to the public (primary market) and supervision of intermediaries in the trading and
above which covers the amendment to the financial statements for the year 2015 and the third quarter of 2016 as well as Form 56-1 and Form 56-2 for the year 2015. Concurrently, the SEC ordered a special
concerning the internal control system, spending of B/E money, and the making of accounting records. The SEC has therefore issued the order above which covers the amendment to the financial statements for the
relevant rules, conditions and procedures.?? The public consultation covers the key principles for laying out appropriate regulations governing digital token offering and digital asset businesses. Such
and suggestions gathered from the previous hearings in August and September this year – the majority of which were in favor of the SEC guidelines – and also covers clearer revision of mutual fund