Earlier, SEC had considered the amendments to the rules relating to net capital requirement for securities and derivatives business operators, and published a public hearing in 2019 which covered
will be imposed if inappropriate behaviors of issuing companies such as concealment of information or cooking the books have been found. The issuers covered under the proposed revision are non-listed
extended to such fund raising method and a smart contract has not yet covered an enforcement of investors’ rights in some issues which are activities occurring outside blockchain * and are not based on the
internet trading system. On that date, the SSI opening price was at 0.37 baht and remained unchanged until {A} started trading. His trading inflated the SSI share price to 0.41 baht, the highest level of the
shares at the acquired price on the same trading day was not new and was taken into the Sub-Committee?s consideration. The Sub-Committee?s opinion therefore remains unchanged. In addition, the fact that
. *Adopt a plan to remediate in 3 years* 2. Check the coverage Define activities from the breakdown, use the Section 4 of the Thailand Taxonomy. Covered under section 4.1.1 Covered in Red List (section 4.3
Thailand LOGO (Form 123-1) Name of the HK Covered Management Company Factsheet Name of the HK Covered Management Company’s local representative in Thailand Information as of XX XX XXXX Name of the HK Covered
Understanding between the Securities and Futures Commission of Hong Kong and the Securities and Exchange Commission of Thailand Concerning Mutual Recognition of Covered Funds and Covered Management Companies and
Thailand Concerning Mutual Recognition of Covered Funds and Covered Management Companies and related Cooperation (“HK-TH MRF MoU”) on 20 January 2021. To ensure that business operators have the same
Understanding between the Securities and Futures Commission of Hong Kong and the Securities and Exchange Commission of Thailand Concerning Mutual Recognition of Covered Funds and Covered Management Companies and