Bangkok, 9 October 2017 ? The SEC and the Legal Execution Department (LED) have signed two memoranda of agreement (MOA) for mutual cooperation and information sharing, at the SEC Building today.The
as regulatory cooperation in relation to the cross-border offering of eligible Hong Kong and Thai funds.In addition, the two regulators have agreed to expedite the approval process of a local feeder
Aiming to create tangible digital transformation, the MOUs are the SEC’s first multilateral cooperation with the country’s leading digital driver organizations, namely (1) the Ministry of Digital
transportation, the SEC requests intermediaries’ cooperation in considering virtual operation or the work-from-home routine during the said period.
The Memorandum of Understanding provides a framework for cooperation between the two authorities with respect to promoting innovation in financial services. The CSSF and the SEC Thailand intend to
หลักทรัพย์ บริษัทหลักทรัพย์และสถาบันการเงินอื่น พนักงานหรือตัวแทน (บุคคลธรรมดา) ที่ปฏิบัติหน้าที่ผู้ติดต่อกับผู้ลงทุนภายใต้บริษัท ค้นหาที่ตั้งและสาขา ตัวแทนซื้อขายสัญญาซื้อขายล่วงหน้า
The cooperation between SEC and the Faculty of Law, Chulalongkorn University under these 2 MoUs is the beginning of a concrete cooperation on the following matters: (1) Cooperation in
. The events served as venues for audit regulators in Asian and ASEAN countries to share knowledge and experiences on the supervision of auditors and financial reports and strengthen cooperation to build
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Forum Deputies’ Meeting to follow up on the progress of ACMF Working Groups, which facilitate cooperation among key regional organizations in developing regional capital markets linkage and