phone and Line Application. However, the recorded conversation showed that she accepted to trade securities on behalf of clients.Failure to disclose specific risk of securities and trading securities on
potential loss. From his conversation with the client recorded, he traded securities for the client several times a day and submitted the selling orders at the prices lower than or equal to the purchase
} proposed his clients the portfolio investment in advance and the clients accepted all transactions proposed. In addition, the recorded conversation showed that {A} specified securities, prices and amount to
trading transactions had no source of orders. It was also found in the recorded conversation that {A} had been allowed by the client to make securities trading decision. He informed the client of the
moderator. The topics of the conversation were: (1) Possible approaches for promoting conversations and discussions among investors, developers, business operators and the public sector; (2) Potential risks
Management. Edie Lush, Executive Producer & Co-Host of Global GoalsCast, was the moderator. The topics of the conversation were: (1) Possible approaches for promoting conversations and discussions among
Award) ประเภทรางวัล “การสร้างองค์ความรู้อย่างยั่งยืน” (Sustainability Award) ประเภทรางวัล “ความคิดสร้างสรรค์ยอดเยี่ยม” (Creativity Awards) ตราสัญลักษณ์พิเศษ มอบให้แก่ผู้ที่ผ่านเกณฑ์การพิจารณาได้รับโล่
made securities trading decisions on the clients? behalf. The recorded conversation indicated that Ashiya and Onjira specified securities, amount and price for their clients and the clients accepted
conversation indicated that {A} and {B} specified securities, amount and price for their clients and the clients accepted their trading decisions without objection or asking for any information of those
long-term, trust-based relationship is built between investor and investee, particularly when the conversation escalates to a high level (e.g. C Suite executives). • State-owned enterprises (SOEs) may