operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the https://www.sec.or.th/EN/Pages

control https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-pvd.doc EDITED supervise and control generally for the implementation of the provisions of this Act. In order to implement the

follows: (1)      Implement a policy on fintech application at board or executives level ; (2)      Have persons understand the basic principles of technology usage;(3)      Allow fund managers or

Internal Control Sufficiency Evaluation Form Concepts and Objectives Good internal control is essential for a listed company or a public company as it can help preventing, managing, mitigating risks

report quality, promoting an appropriate internal control system, and preventing frauds. The Securities and Exchange Commission (SEC), on September 29, 2020, held a public live talk on the topic

Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)

found in various jurisdictions raised serious concerns among capital market regulators on the quality of financial statements and more stringent quality control on audit work has been imposed to regain

was Baht 383 million, about maintained from the same period of last year. The company continued to have well control over advertising and promotional expenses and implement synergized marketing

company as seen appropriate, or clarify the reasons for inability to comply with the I Code, or implement a substitute measure. The I Code principle application and results should be disclosed on

Bitkub Online Company Limited Between January 8, 2021 and July 19, 2021, Bitkub Online Company Limited (“Bitkub”), a digital asset exchange, implement inappropriate and insufficient market