performance of duties with due care if it can be demonstrated that the decision has been made in reliance on the information honestly believed to be sufficient. Nevertheless, to prove duty of care must take
IC’s duty. SEC Act S.113 Settlement Committee Meeting No. 6/2023 Settlement http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 27/02/2024 order and
arrange a contract or an agreement in written relating to custody of customer assets that specifies the right, duty, and responsibility of each party and contains at least the materials as specified in the
contract or an agreement in written relating to custody of customer assets that specifies the right, duty, and responsibility of each party and contains at least the materials as specified in the
client’s securities held under the name of a derivatives broker as a result of client’s default pursuant from derivatives transaction. Clause 2. Derivatives broker shall arrange a contract or an agreement in
maturity date within 1 year, unless such condition has been waived by the SEC Office; 2. financial lease contract which a securities company , as lessee, would be able to terminate the contract before the
maturity date within 1 year, unless such condition has been waived by the SEC Office; 2. financial lease contract which a securities company, as lessee, would be able to terminate the contract before the
has been waived by the SEC Office; 2. financial lease contract which a securities company, as lessee, would be able to terminate the contract before the maturity date without the condition to buy leased
Bangkok, September 11, 2014 ?The SEC is seeking public comment on draft regulations on termination of listed company?s duty to disclose information under Section 56 and duty of directors and
assets of the company Transaction size can be calculated as follows 46,441,350 x 100 = 14.078% 329,886,000 The company has a duty to prepare an information disclosure report of the disclosure to the Stock