to stimulate economy through domestic consumption. The SEC has considered it is appropriate to announce that 12 February and 24 September 2021 are special holidays for securities companies and
but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed derivatives business. This case is under consideration of the public
Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed
, which considered that such operation did not reach the standards as a professional required to perform, and failed to deliver services in quality. DAB Act S.94 Settlement Committee Meeting No. 13/2022
proceedings pending or known to be contemplated) that may have, or have had in the twelve months immediately preceding the date of registration statement, significant effects on the issuer’s financial position
use of proceeds. They can therefore only be considered SLBs if they align with the five core components of the SLBP, and can only be deemed green, social or sustainability bonds if they align with the
being considered as an event of default; 2. Partial repayment of the principal of the bond; 3. Increase in the coupon rate of the bond; 4. Request for a waiver of default of the principal and interest
from Eksang Holdings Co., Ltd., who is the major shareholder of the company, with total amount of 11.63 million baht. The transaction size is considered according to the middle size of connected
capital shares which would be considered a related transaction whereby the offer price is lower than the market price, and a waiver of tender offer to acquire all shares is requested, before exercising
equivalent to 99.99 of the total sold shares held by NMG. The above transactions (“Komchadluek Business and Trademark Acquisition”), having a total value of 70.00 million Baht, is considered an acquisition of