authorization, consequently causing damage to the client. She was working for Globlex Securities Co., Ltd. when the misconduct was committed.In the case of {B}, according to a client's complaint, his employer

Securities and Exchange Act B.E. 2535 (1992) (SEA). The Settlement Committee, therefore, imposed a penalty fine of 80,995,415.67 baht on him.In this regard, the SEC appreciated cooperation and assistance

. Consequently, AI auditor did not express opinion on 2014 consolidated financial statements of AI because of such limited audit scope imposed by AIE management. The SEC therefore notified AIE and AI to cooperate

. The SEC therefore filed the criminal complaint against both persons with the DSI for further legal proceeding. Consequently, they are automatically barred from serving as capital market personnel or as

of the Penal Code. The Settlement Committee, therefore, imposed fines on Bordin and Noparat at the amounts of 5,870,805 baht and 500,000 baht, respectively. Worathan?s actions were liable to violation

, therefore Room revenues only derived from local customers. Food and Beverage revenue decreased by Baht 86.4 million or 96.9% mainly due to closure of the facilities in the hotel and therefore the hotel could

Group, consequently impacting investments in new service stations. Additionally, there is the implicit value that SDA, an oil trader license holder under Section 7 of the Fuel Trade Act of 2000, has the

official announcement from the Thai Government in March regarding the temporarily closer of premises such as department stores, restaurants, spa and fitness center. Consequently, the closure of facilities in

financial statements for Q1/2016 and Q2/2016 because the auditing scope was limited by the company’s executives. Consequently, the auditor was unable to find sufficient evidence to justify the management’s

, consequently misleading the public regarding the price or trading volumes of COMAN stocks and demonstrating the intention to make the price or trading volumes of the stock deviate from normal market conditions