Bangkok, November 20, 2012 - The SEC revoked approval of three investment consultants, namely (1) {A} of Sicco Securities PLC, (2) {B}, then an employee of Asia Plus Securities PLC, and (3) {C}, then
Bangkok, November 29, 2013 - The SEC imposed a one-month suspension of approval on {A}, a securities investment consultant of Phatra Securities Plc., effective from November 29, 2013.This follows a
Bangkok, 1 February 2018 - The SEC has suspended approval for two securities investment consultants of KASIKORNBANK PCL. (KBANK) for failure to perform duties with responsibility and professional due
Bangkok, June 24, 2009 ? The SEC is inviting public comments and opinions on the principles of its proposed rules concerning auto approval of mutual funds schemes.To shorten approval time and
proposed amendment to repo / reverse repo agreement regulations whereby the eligible asset classes for securities companies to enter into such repo transactions with non-institutional investors would
Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 24/06/2021 | Close Selling Date : 09/07/2021
The SEC approved 3 draft rules and regulations of the Stock Exchange of Thailand (SET) concerning (1) listing of ordinary shares or preferred shares as listed securities, (2) listing of securities in ?Market for Alternative Investment?, and (3) prohibiting companies? executives or shareholders and related persons from selling shares and securities within the specified period of time.
Bangkok, November 2, 2011 - The Capital Market Supervisory Board approved revision on regulations on approval of personnel of capital market business operator in response to business practice and to