-------------------------------------------------------------------- This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be
the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be construed or interpreted as having effect in substitution for
of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be construed or interpreted as having effect in substitution for or supplementary
securities business as licensed and shall not be required to pay annual license fee afterwards." This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of
--------------------------------------------------------------------- This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be
A-1 CODE OF CONDUCT FUNDAMENTALS FOR CREDIT RATING AGENCIES THE BOARD OF THE INTERNATIONAL ORGANIZATION OF SECURITIES COMMISSIONS REVISED MARCH 2015 A-2 CODE OF CONDUCT FUNDAMENTALS FOR CREDIT RATING
นมีแนวคิดท่ีจะปรับปรุงหลกัเกณฑเ์ก่ียวกบักำรก ำกบัดูแลกำรประกอบธุรกิจ กำรจดัอนัดบัควำมน่ำเช่ือถือ เพื่อใหส้อดคลอ้งกบั IOSCO Code of Conduct Fundamentals for Credit Rating Agencies 2015 (“IOSCO standard
Change’ held on 17th July 2023 was co-organized by the United Nations (UN), the PRI initiative, Asia Investor Group on Climate Change (AIGCC), and SEC Thailand to provide the fundamentals and best
regulations.? Chalee Chantanayingyong, SEC Deputy Secretary-General said, ?In 2014, the SEC has accomplished multiple goals simultaneously; for instance, intermediaries and the exchanges? fundamentals remained