limit of their clients, the intermediaries shall comply with those Notifications as well. Clause 9 In revising and updating client information within a reasonable period of time under Clause 37 of the
notifies us in advance as deemed appropriate before such revision becomes effective, we agree to abide by the revised Standard Procedures or the Manuals as well. 1 . 2 We acknowledge and agree that upon
the public as well as other securities companies; (b) members shall treat clients fairly and shall not be involved in discriminatory practice, and shall provide services by using knowledge and
Property Rights of INVISTA Textiles (U.K.) Limited with regards to its barrier technology. PolyShield® PET and OxyClear® Barrier PET are well known brands in oxygen barrier packaging. The IRFG plant is
investigation and found that Ravi had taken advantage of the information on SPORT's operating results for the third quarter of 2015. The information became known to him by virtue of his position as the company's
known in the fund management industry and looking for the opportunities increasing the number of member countries in order to reach its full potential in the project. In addition, the working group of
years, the SET has placed high priority on promoting investor education and investment in mutual funds through a number of projects and activities, especially the well-known ?Let Your Money Work through
in this manner had not happened before. The fact in this matter, although seems not so complicated, relates to many provisions of laws under the purview of both the SEC and the DBD. Accordingly, while