Miss Rewadee Ardharn Miss Rewadee Ardharn, while being Senior Accounting Manager of TRC CONSTRUCTION PUBLIC COMPANY LIMITED (TRC), knew or possessed negative substantial inside information about
Miss Ounruen Sujarittham Miss Ounruen Sujarittham, while Senior Finance and investor Relations Manager of TRC CONSTRUCTION PUBLIC COMPANY LIMITED (TRC), knew or possessed negative substantial inside
Mrs. Ariya Sujarittham Mrs. Ariya Sujarittham knew or possessed negative substantial inside information about TRC CONSTRUCTION PUBLIC COMPANY LIMITED (TRC)’s 2018 performance which would
in this manner had not happened before. The fact in this matter, although seems not so complicated, relates to many provisions of laws under the purview of both the SEC and the DBD. Accordingly, while
qualified audit personnel and inability to react to changes of professional standards and more complicated structural transactions, will also be addressed to support market readiness for current dynamic
supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
complicated, and for the most part the existing laws do not cover all new ways of committing an offense in the capital market. Legal provisions applied to some cases are unclear and open to interpretation
potential performance and risks (e.g. hedge funds, hybrid securities, structured products, investment units of a mutual fund of which the returns calculation is made in a complicated way (complex return fund
net profit which was lower by 99% from the same period of last year, which was affected by substantial less contribution from shares of loss as well as higher expenses. Please be informed accordingly
were sufficient and effective as a quality control measure. In today’s complex business environment and with even more complicated business transactions, sufficient supervision by highly experienced