management of both financial and non-financial risks and opportunities provides investors greater transparency as to the implications for the value of their investments. In turn, this sets the scene for
Governance As an agency with missions for promoting, developing and supervising the capital market, the SEC strives to ensure transparency and credibility of our own operation as well as fairness to all
confidence in service quality? (e.g. firm's SOQM, firm's strategy and governance & leadership, transparency report, firm inspection results, non-compliance with law and regulation and responses to emerging
in this manner had not happened before. The fact in this matter, although seems not so complicated, relates to many provisions of laws under the purview of both the SEC and the DBD. Accordingly, while
supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
was not a complicated process. The management or controlling shareholder may simply invite respectable or acquainted individuals to serve as directors. With the invitation, the directors reckoned that
with fair treatment and transparency, and increase flexibility for management of member contribution. Most respondents agreed with the proposed amendments and suggested further details for the
who are in Contact with Investors ● Mutual Fund Management Business ● Revision of Rules on Securities Underwriting ● Law Enforcement 52 GOAL 4 Preserve Market Fairness and Transparency, Understand
initiatives such as poverty mitigation, sustainable tourism, preservation of biological diversity, promotion of transparency of government procurement, and promotion of public service innovations. UNDP Thailand
Transparency Assessment : ITA) และหลังจบการบรรยาย นางพราวพร เสนาณรงค์ ผู้ช่วยเลขาธิการ ได้กล่าวขอบคุณวิทยากรและปิดการบรรยาย พร้อมสนับสนุนให้พนักงานนำความรู้ที่ได้รับไปใช้ในเป็นแนวทางให้เกิดการปฏิบัติอย่างจริงจัง