reporting to external audiences appear as a board agenda item? 5. Is the board aware of any competitor or peer company that does report on non- financial factors that the company itself chooses not to report
overall market or potential channels for money laundering. Should the SEC find any market intermediaries giving assent to or taking part in unregulated lending, they will be subject to strict penalties.
showed no relationships among these companies. The SEC will pursue further investigation and take strict legal action if any wrongdoings are found. According to the Derivatives Act B.E. 2546, any
with the SEC rules on standards of conduct is subject to strict sanction, said SEC Deputy Secretary-General Vasant Thienhom.
by the trade war between U.S.A and China. China is hit by a tariff wall which affected Thai Rubber wood exports to China. Another reason came from China with strict environmental regulations which
the inspection of the Stock Exchange and the SEC, shall be subject to strict penalty actions.
conduct must be as strict as those imposed on the sale of high-risk products and the associated risks must be clearly disclosed; (8) Debt issuers must use the raised money to repay for the earlier
securities firms, investor contacts and clients. Strict rules must be complied and securities firms must put in place necessary systems and tools for maintaining records of clients orders that include voice
securities firms themselves took part in share price manipulation. Strict enforcement on this case is imperative. Due to their misconducts, Porntep and Arada now have prohibited characteristics of capital
cooperation is creating the synergy for investment governance culture in the capital market.SEC Secretary-General Rapee Sucharitakul said: ?It takes more than strict regulations to develop a sound capital