procedures that are complying with the Thai Standard on Quality Control 1 (“TSQC 1”) in place. During the first cycle, we have noted that some audit firms and their group of network firms tend to have a
will see to it that the rules and regulations are not burdensome for business operators; 2. In Q1/2010, the SEC will implement a streamlined procedure for approval of directors/ executives of licensed
, and all facts that should be disclosed are not concealed. The language initially used in the information or document that is submitted to the SEC Office according to this Notification shall be continued
or services between corresponding periods. 3. Describe the impact of inflation, if material. If the currency in which financial statements are presented is of a country that has experienced
, and political uncertainties. In comparison with a big jigsaw picture, the country economy presents itself a scene of the gross domestic product that has continued to rise firmly during the past 2-3
listed firms and cooperation from all sectors that are aware of and participate in good corporate governance practices. The SEC also placed priority on developing new investment products that are of high
to disclose information related to the arrangement of reserves in a manner that is accessible to the public; and (3) mutual fund supervision will primarily take into account unitholders’ benefits, with
Thailand (SET), and SEC Secretary-General. The seminar took place on 7 December 2023, at the Grand Hyatt Erawan Bangkok Hotel. More details are available in SEC News No. 236/2023 headlined: SEC
the Minister of Finance. The Capital Market Supervisory Boards shall receive compensation in accordance with that set by the SEC Board. The details of the remuneration are as follows: unit: baht
order for the capital market to effectively fulfill this role on a long-term basis, it is imperative that those who are stakeholders in the market have trust and confidence in its integrity. Towards that