competence of investment in a variety of products and enhancing intermediaries? competitiveness in preparation for the BOT?s Capital Account Liberalization Plan, the SEC has promoted dissemination of
International Standard on Quality Management, which will become effective on 15 December 2022, requires that audit firms communicate with third parties regarding their audit quality management system.” The SEC
increase financial accessibility; help customers achieve Net Zero emissions and sustainable growth 5. Communication: Communicate and collaborate with all stakeholders in raising public awareness on ESG
items on the agenda. Shareholder resolutions that are approved and fall within the competence of the shareholders’ meeting should be addressed by the board. 4. Effective shareholder participation in key
relating to the chair. 10 2.3 Succession If, exceptionally, the board decides that a CEO should succeed to become chair, the board should communicate appropriately with shareholders in advance setting out a
and to initiate a process for independence assessment and proper documentation. Thus, it is important that audit firms actively communicate to their employees their policies and procedures on the
ASSESS RISKS, OPPORTUNITIES AND IMPACTS (2 TIMES/YEAR) STRATEGY: CLIMATE CHANGE & ENVIRONMENTAL IMPACT MANAGEMENT FRAMEWORK IMPLEMENT MEASURE COMMUNICATE STAKEHOLDERS 01 03 0206 05 04 SET TARGETS AND
companies are urged to communicate with fund committee and members for proper preparation of the pertinent agreements or revising fund articles accordingly.
to exchange opinions and experiences among stakeholders as well as to enhance our staff’s knowledge and competence in performing their work efficiently according to the defined work plan. - 08
failure to keep complete record of the securities trading orders were deemed as failure to perform the duties with due care and professional competence under the Notifications of Capital Market Supervisory