-registered auditors 2.3 List of SEC-registered foreign auditors ​ 2.4 Relate Rules and Regulations   2.5 Related Forms 2.6 Quality Assurance & Review  2.7 Independent Audit Oversight 2.8 Handbook for approval

Qualifying CIS Operator) [ ] 2.* Standard letter issued by the Home Regulator to a Qualifying CIS Operator (as per Appendix I of the Handbook for CIS Operators of ASEAN CISs) [ ] 3* ASEAN CIS Application Form

administrative sanction​   (Tha i Version Only) ​ ORAP ​ Handbook  (Tha i Version Only) ​ ​ ​ ​ Regulations Guidelines Regulatory Summary SHARE : For More Information ContactUs ​ Sales Conduct Supervision

?the SEC introduces ?Guidelines for shareholders? meeting?, a handbook written to provide guidelines on how to cast their votes, identify red flags and ask questions, contributing for shareholders to

Audit Oversight Handbook for approval of foreign auditors International Relations SHARE : For More Information ContactUs ​Audit Oversight Department Tel. +66-2263-6097 / +66-2263-6096 Was this page

process. Participating fund managers in signatory jurisdictions using this framework will have to abide by the “Standards on Qualifying CIS", a set of common requirements designed to ensure that the

and efficient channel for cross-border distribution of funds in these three markets.     The member jurisdictions have also published the Handbook for CIS Operators of ASEAN CISs which provides guidance

and efficient channel for cross-border distribution of funds in these three markets.     The member jurisdictions have also published the Handbook for CIS Operators of ASEAN CISs which provides guidance

บัญชีต่างประเทศที่ได้รับความเห็นชอบ ​ 2.4 กฎเกณฑ์ แนวปฏิบัติ และหนังสือเวียนที่เกี่ยวข้อง 2.5 แบบฟอร์มที่เกี่ยวข้อง 2.6 Quality Assurance & Review​ 2.7 Independent Audit Oversight 2.8 Handbook for

activities via various channels including production of an auditor?s reporting handbook and organization of preparatory guideline seminars for auditors in the capital market, chief financial officers, audit