on corporate governance principles. This includes management of investment money, performance monitoring of target listed companies, preparation and disclosure of responsible investment policy, strict
. “Most importantly, the SEC’s hands-on approach to our duties in various areas will reflect our commitment to independence, transparency and fairness for all. This is how we build trust and confidence
Clients. Princ iple 3: Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies. Principle 4: Apply Enhanced Monitoring of and Engagement with the Investee
Prioritise Advancing the Best Interest of Clients 40 Principle 3 Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies 42 Principle 4 Apply Enhanced Monitoring of and
that demonstrate the SEC’s commitment to promoting capital market businesses’ application of the UNGPs to their corporate policy to create tangible results and continuous monitoring of their progress. In
commitment to promoting financial education and investor protection in Thailand. Educational initiatives and activities through various media channels during the week of 2-8 October 2023 will highlight key
Thailand’s commitment to achieving the United Nations Sustainable Development Goals (UN SDGs) and the national goals of carbon neutrality and net-zero GHG emissions.”SEC Secretary-General Pornanong
& Risks Commitment and Targets Integration with business values & KPIs Impacts Outcomes Good Corporate Citizenship Collaboration in supply chain Monitoring system, progress and improvement Linkage and
Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with