Rules on Appointment of a Third Party as a Service Provider on Behalf of an Intermediary or as a Marketing Agent of a Derivatives Fund Manager
allocated assets prior to others. These customers must not be individuals with a relationship to the derivatives broker in such manners as director, executive, major shareholder and controlling person of
services as a broker or an agent for any person with respect to the trading or exchange of digital assets in the normal course of business, in consideration of a fee or other remuneration, excluding the
services as a broker or an agent for any person with respect to the trading or exchange of digital assets in the normal course of business, in consideration of a fee or other remuneration, excluding the
ซักซ้อมความเข้าใจเกี่ยวกับการเพิ่มทางเลือกในการใช้บริการผู้ดูแลผลประโยชน์ของคู่สัญญา (escrow agent) เพื่อเก็บรักษาหรือดูแลทรัพย์สินของลูกค้า
ชื่อผู้ได้มา/จำหน่าย :?GOLDMAN SACHS INTERNATIONAL (acting through its agent GOLDMAN SACHS (ASIA) L.L.C.) | ประเภทหลักทรัพย์ : ใบสำคัญแสดงสิทธิที่จะซื้อหุ้น | วันที่มีหน้าที่ : 30/05/2545
. ----------------------------- Notification of the Securities and Exchange Commission No. SorNor. 31/2547 Re: Appointing System of Custodian Agent By virtue of Section 4(3)(G) of the Notification of the Securities and Exchange Commission No
. ----------------------------- Notification of the Securities and Exchange Commission No. SorNor. 31/2547 Re: Appointing System of Custodian Agent By virtue of Section 4(3)(G) of the Notification of the Securities and Exchange Commission No
. Furthermore, the booth also provides a questionnaire game and a coloring corner with Captain SEC and Nong Ton Khaw, which promotes creative and artistic skills for children. Kids and youths who attend SEC
securities investments; “investment advisory agent” means a natural person other than director or officer of the investment advisory company, appointed by the investment advisory company to be an advisory