for listed and regulated companies. We expect our collective efforts will help to increase investors? knowledge and understanding of their rights and how to exercise them effectively. We also encourage
collective efforts will help to increase investors? knowledge and understanding of their rights and how to exercise them effectively. We also encourage intermediaries and personnel in the capital market to
truly impactful sustainability. “While all stakeholders are contributing to cooperative efforts, focusing on one collective goal would help to create clearer impacts. In addition, it is critical to
Activity Report 2016_En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2016 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2016 Executive Summary...................02 Quality Assurance Review Panel................04 Activities for Enhancing Audit Quality...................05 Summary of Audit Inspection Results A. Firm Level...................08 B. Engagement Level...........................28 Root Cause Analysis...................42 Framework and Focuses in 2017...................44 Essential St...
Company Corporate Governance Cross-border Offering of Funds ASEAN Collective Investment Schemes (ASEAN CIS) Mutual Recognition of Funds between Hong Kong and Thailand (HK-TH MRF) SHARE : For More
Bangkok, August 29, 2014 ? SEC supports commercial banks to emphasize on social responsibility and join Collective Action Coalition (CAC) by aiming to obtain the CAC certifications by 2015.Chalee
Verification of Foreign Collective Investment Scheme and Announcement of Qualifying Scheme
Provisions relating to Offering for Sale of Units of Foreign Collective Investment Scheme
Additional Provisions relating to Offering for Sale of Units of Foreign Collective Investment Scheme
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