use since 2003 while the market landscape and the business operation have generally become more diversified and more complex. This proposed amendment would fine-tune the governing rules and prevent
discussing with her client to fine-tune the deficit portfolio. At the end of the trading day, she notified her client via mobile telephone after working hours.Making securities trading decisions on behalf of
Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications |- Fees |- Related Circular Letter Executives of securities companies and personnel in securities business |- Approval and
of Certifier 54. Circular 13/2552 13/10/2009 16/10/2009 55. Circular 26/2552 10/09/2009 16/08/2009 56. Circular 12/2552 25/08/2009 16/08/2009 57. Circular 20/2554 23/12/2011
17. Circular 30/2544 28/09/2001 18. Circular 7/2544 22/01/2001 19. Circular 16/2543 12/07/2000 20. Circular 5/2543 29/02/2000 21. Circular 2/2543 08/02/2000 22. Circular 28
(Synopsis) 20/11/1998 4. Circular 3/2543 27/09/2000 27/09/2000 5. Circular 37/2545 24/12/2002 6. Circular 20/2541 06/07/1998 7. Circular 15/2538 23/08/1995 8. Circular 15/2537 19/08