| - |- Approval & Qualifications (Section 103, 104) |- Auditors |- Reporting Requirements |- Fees |- Related Circular Letter IP/FG |- Appoint/Approval/Code of conducts and Standard Practices |- Reporting |- Fees
/10/2000 3. Circular 31/2546 25/12/2003 4. Circular 3/2546 12/02/2003 5. Circular 14/2544 19/09/2001 6. Circular 25/2544 03/07/2001 7. Circular 18/2544 26/03/2001 8. Circular
3. Circular 31/2546 25/12/2003 4. Circular 3/2546 12/02/2003 5. Circular 14/2544 19/09/2001 6. Circular 25/2544 03/07/2001 7. Circular 18/2544 26/03/2001 8. Circular 11/2544
Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications |- Fees |- Related Circular Letter Executives of securities companies and personnel in securities business |- Approval and
business operation and personnel to ensure that such misconducts will not happen again. (3) Demonstrate that the applicant has at least the following operation systems which are ready for it to operate as a
improvement in its business operation and personnel to ensure that such misconducts will not happen again. (3) Demonstrate that the applicant has at least the following operation systems which are ready for it
approval for an offer for sale of newly issued bonds upon complying with the following rules: (1) being a company established under Thai law; (2) being able to demonstrate that an offer for sale of newly
to demonstrate collective strength and commitment to fighting against corruption under the theme, “BREAK THE CORRUPTION: Don't Participate. Don't Tolerate. Don't Ignore. United Thailand against
to demonstrate collective strength and commitment to fighting against corruption under the theme, “BREAK THE CORRUPTION: Don't Participate. Don't Tolerate. Don't Ignore. United Thailand against
of Certifier 54. Circular 13/2552 13/10/2009 16/10/2009 55. Circular 26/2552 10/09/2009 16/08/2009 56. Circular 12/2552 25/08/2009 16/08/2009 57. Circular 20/2554 23/12/2011