meeting also considered changing the securities settlement cycle to be within the second day following the trading day (T+2) for all types of investors. Furthermore, both parties agreed to review rules or
. Importantly, any investment must be chosen by taking into account the suitability and accurate understanding," concluded Vorapol.
. Importantly, any investment must be chosen by taking into account the suitability and accurate understanding," concluded Vorapol.
of investment in the chosen product," she added. Concurrently, the SEC is amending other relevant regulations to be in line with changing market environments and technological advancements to ensure
funeral expenses is chosen as the target. This target ensures that a person is not in financial ruin at death and has enough saving to pay her terminal, funeral expenses. • It is important to note that most
from the first inspection cycle (2010-2012) to 2019, the first year of the 4th inspection cycle (2019-2021), showed promising overall improvement despite the SEC’s more intensive inspection in several
requirement and revision to the securities settlement cycle. This is to ensure stability, fair treatment, and non-discrimination among all types of investors.Additionally, the SEC requested the ASCO to review
Independent Audit Inspection Activities Report for the 1st Cycle 1 October 2010 - 31 December 2012 Independent Audit Inspection Activities Report 1 October 2010 - 31 December 2011 The results of a study of
and Exchange Commission Independent Audit Inspection Activities Report Independent Audit Inspection Activities Report for the 1st Cycle 1 October 2010 - 31 December 2012 Introduction Quality Assurance
by leading experts in governance and ESG engagement, are only a few of many well-tested methods for communicating your concerns to corporate leaders. We have chosen not to focus on three strategies in