Introduction 1. Objectives of the Investment Governance Code During the past decade, global organisations, corporations, and civil society organisations have strengthened focus on measures to address and resolve
company to provide advice or information concerning investment in a fund; (c) having systematic procedures and methods for accepting of purchase or redemption orders which can be examined for certainty and
information concerning investment in a fund; (c) having systematic procedures and methods for accepting of purchase or redemption orders which can be examined for certainty and accuracy of orders, and can be
certainty and accuracy of orders, and can be examined that such orders are acquired as prescribed in the prospectus; (d) having a system for accepting customer’s complaint which supports the compliance with
of Intermediary to Handle Clients’ Complaints and participation in the SEC Office’s project to resolve disputes by arbitration. 4.3 Having a business plan and an operating system for establishing a
part of the direction to resolve the grounds of possible delisting. Board of Directors and Auditing Committee’s opinion: Considering the current economic condition, Government land appraisal price
://www.set.or.th/en/regulations/rules/disclosure_files/BorJorPor2201_2_EN.pdf (Translation) In this regard, the resolve of the rental fee is a part of the terms of the agreement between the Company and KPM
provision of Class Action in the Thai legal system results from the endeavor of the Securities and Exchange Commission, Thailand (“SEC") to resolve the problem that the damaged investors could not get
resolve such matters in an appropriate and timely manner. In addition, the availability of the above complaint handling system will help promote a culture of good corporate governance, transparency, and
state the resources available. If no, How does the firm deal with this situation? Do the firm have technical panel to resolve and give consultations related to Accounting and auditing issues? If yes