investment decision carefully. For example, Notice Pending (NP) in case of awaiting material information, or Caution (C) in case a listed company has the characteristics as prescribed in the governing
not necessary nor reasonable to grant an extension; and determined that Mr. Suphanan has consistently acted in an obstructive manner and made no effort to solve IFEC problems since the start of the
to the resolution of the shareholders? meeting (whitewash) to be in line with the principles of other related regulations as well as to solve practical issues and provide sufficient information for
region with foreign investment funds as well as using mutual funds to help solve a lack of savings. Vorapol Socatiyanurak, SEC Secretary-General revealed after the last quarterly meeting of 2014 with the
participation in this regulatory sandbox is expected to solve issues in corporate bond market. This includes the issue of time-consuming process for verification of bondholders’ ownership and the lack of
Limited Companies Act, to call for an extraordinary shareholders meeting for the election of new directors to fill the vacancies.The proposal is viewed by the SEC as a possible alternative to solve IFEC
the Revenue Department to solve related tax issues, creating a level playing field for the industry players of both jurisdictions; (2) SEC and SFC will conclude a gap analysis on real
), RKN, SBD, SC, SHR, SNT, SOC, SOLVE, STMX, SWTH, TEL, TFUEL, TROY, TRX, TT, VLX, WAXP, XDC, XVG, ZIL 4 75% BAX, CHZ, DNT, ERG, GTO, KEY, MITH, PAI, REV(Revain), RSR, SRK, VRA, XRP 5 100% สินทรัพย์ดิจิทัล
(RChain), SBD, SC, SHR, SNT, SOC, SOLVE, STMX, SWTH, TEL, TFUEL, TROY, TRX, TT, VLX, WAXP, XDC, XVG, ZIL 4 75% BAX, CHZ, DNT, ERG, GTO, KEY, MITH, PAI, REV(Revain), RSR, SRK, VRA, XRP 5 100% สินทรัพย์
securities’ proceeding to solve a problem. (4) proceed with the complaint in Clause 3 and Clause 4; (5) store evidentiary documentation involving the complaint and proceeding for no less than two years from