responsible and careful duty performance. He consequently possessed prohibited characteristics of capital market personnel as specified in the Notification of the Capital Market Supervisory Board No. Tor Lor
market personnel for 10 years, effective from 6 January 2020 onwards.Investors are strongly advised to be careful in their fund investment and request transaction evidence issued by banks or asset
of SEC-approved digital assets or under SEC’s supervision. SEC therefore advises investors to be careful if solicited to invest in such products.Investors must be seriously aware of the risks
not necessary nor reasonable to grant an extension; and determined that Mr. Suphanan has consistently acted in an obstructive manner and made no effort to solve IFEC problems since the start of the
to the resolution of the shareholders? meeting (whitewash) to be in line with the principles of other related regulations as well as to solve practical issues and provide sufficient information for
region with foreign investment funds as well as using mutual funds to help solve a lack of savings. Vorapol Socatiyanurak, SEC Secretary-General revealed after the last quarterly meeting of 2014 with the
participation in this regulatory sandbox is expected to solve issues in corporate bond market. This includes the issue of time-consuming process for verification of bondholders’ ownership and the lack of
Limited Companies Act, to call for an extraordinary shareholders meeting for the election of new directors to fill the vacancies.The proposal is viewed by the SEC as a possible alternative to solve IFEC
the Revenue Department to solve related tax issues, creating a level playing field for the industry players of both jurisdictions; (2) SEC and SFC will conclude a gap analysis on real
), RKN, SBD, SC, SHR, SNT, SOC, SOLVE, STMX, SWTH, TEL, TFUEL, TROY, TRX, TT, VLX, WAXP, XDC, XVG, ZIL 4 75% BAX, CHZ, DNT, ERG, GTO, KEY, MITH, PAI, REV(Revain), RSR, SRK, VRA, XRP 5 100% สินทรัพย์ดิจิทัล