Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the
Dr. Suthep Wongpat Dr. Suthep Wongpat, former director responsible for the operation of the company under the Securities Exchange Act B.E. 2535 (1992) and entrusted to manage the property of the
the Trustee to manage the Real Estate Investment Trust [REIT] as specified in trust instrument shall be a person approved by the Office of the Securities and Exchange Commission. For the purpose of
, former SECC chairman responsible for the operation of the company and entrusted to manage the company assets, in defrauding and embezzling SECC?s money. This case is in the process of inquiry by the
and entrusted to manage company assets, in defrauding and embezzling SECC’s money. This case is in the process of inquiry by the special case prosecutor official. SEC Act S.315 Criminal Complaint
entrusted to manage company assets, in defrauding and embezzling SECC’s money. This case is in the process of inquiry by the special case prosecutor official. SEC Act S.315 Criminal Complaint Filed with an
Services Plc. (SECC) responsible for the operation of the company and entrusted to manage the company assets, in defrauding and embezzling SECC’s money. This case is in the process of inquiry by the special
control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code
. Implementation 34 5. Moving Forward 35 THE INVESTMENT GOVERNANCE CODE PRINCIPLES Principle 1 Adopt a Clear Written Investment Governance Policy 37 Principle 2 Properly Prevent and Manage Conflicts of Interest and
Manage and Operate Merchandising Space Agreement and disposal of ordinary shares in Groupwork Co., Ltd. (Revised template 2) 03/03/2022 09:39 Acquisition of newly issued ordinary shares in NINE by the