institutional clients of registered derivatives dealers and derivatives fund managers, considering that the institutional clients are capable of making their own investment. The institutional clients may
approval criteria for auditors in the capital market but certain qualifications will be relaxed such as job title, audit experience and experience in giving opinion for financial reports.The consultation
requires a knowledgeable, capable and responsible person to perform. The Notifications of the Securities and Exchange Commission, the Notifications of the Capital Market Supervisory Board and the
, please describe 2 How the firm’s job evaluation / appraisal process works? How often job evaluation made? 3 Does the firm’s appraisal process gives due recognition and reward to competence, compliance with
Evaluation: Firm's Reference /Guidance Notes Description 1 Does the firm have a documented and organized appraisal policy and process? If yes, please describe. 2 How does the firm’s job evaluation / appraisal
the client is legally capable for executing legal acts with digital asset business operators, and review the KYC to ensure that the client’s information is updated and accurate when it appears that the
whether organize seminar, event and more. The company will continue to develop in order to sustain its future growth as well as adhering the security, job expanding and consideration of all stakeholders
listed companies report all of their current job positions and activities elsewhere, either in other businesses or organizations, as well as identify the primary employment (if any). Currently, directors
manager regardless of what the job title may be, including whomever assigned by the highest-ranking manager.
ตุลาคม 2563 นี้ ณ อาคารกีฬานิมิบุตร สนามกีฬาแห่งชาติ เขตปทุมวัน กรุงเทพมหานคร เพื่อยื่นสมัครและสอบสัมภาษณ์กับ ก.ล.ต. และจากที่ ก.ล.ต. ได้ร่วมออกบูธในงาน Job Expo Thailand 2020 จัดโดยกระทรวงแรงงาน มีผู้ยื่น