SEC Search

Bangkok, March 10, 2014 ? The SEC jointly with the Association of Investment Management Companies (AIMC), the Stock Exchange of Thailand (SET), the Thai Bankers? Association (TBA), the Association of International Banks (AIB), the Association of Securities Companies (ASCO), and the Thai Listed Companies Association (TLCA), launched a project called ?A thousand baht, Start a journey to your dream? to promote investment discipline among working-age population by conveniently investing at least 1,...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5313

ก.ล.ต. จัดสัมมนาเตรียมความพร้อม “Cyber Security & Data Privacy Protection” ให้กับผู้บริหารระดับสูงของกิจการในตลาดทุน

ก.ล.ต. จัดสัมมนาเพื่อเตรียมความพร้อมในเรื่องความมั่นคงปลอดภัยทางไซเบอร์และการคุ้มครองข้อมูลส่วนบุคคล (Cyber Security & Data Privacy Protection) ให้กับกรรมการและผู้บริหารระดับสูงของบริษัทหลักทรัพย์

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=7639

SEC public hearing on proposed amendments to IT Standard Rules to ensure business operators’ IT security and investor confidence in the capital market

to the IT Standard Rules this time are summarized as follows: (1) Establishing IT-related risk assessment criteria to define the entity’s risk level and to specify standards of IT security controls

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9420

SEC public hearing on proposed amendments to digital asset business rules to increase flexibility and investor protection

comply with international standards. In addition, to enhance protection of investors’ interest, SEC is proposing to revise the regulations related to ICO portals including the approval process, IT

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7877

English (United States) News_Detail

supervisory guidelines are appropriate and comply with international standards. In addition, to enhance protection of investors’ interest, SEC is proposing to revise the regulations related to ICO portals

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7877

SEC Board orders Zipmex to resume trading services according to trading rules and deposit/withdrawal service of digital assets

company’s Trading Rules as approved by the SEC Board and its deposit/withdrawal service for digital assets with professional care to increase protection of its clients’ assets and ensure continuing services

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9552

SEC public hearing on draft amendments to regulations for newly issued share offering through private placement

offering in the shareholders’ meeting notice for the benefit of investors’ decision making. The main purpose is to enhance protection for the existing shareholders and prevent offering of benefits to any

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9319

English (United States) News_Detail

by the SEC Board and its deposit/withdrawal service for digital assets with professional care to increase protection of its clients’ assets and ensure continuing services related to trading, depositing

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9552