foundations to strengthen confidence in the system through various measures driven in tandem. An important contributor to confidence is the effectiveness of enforcement. In principle, “justice delayed is

growth. Advanced technology-driven market infrastructure will be established to increase efficiency. Investors will be encouraged to engage in businesses operated on the sustainability principle. Financial

investment advice service. Tipsuda Thavaramara, SEC Deputy Secretary-General said that capital market regulators around the world are now embracing technological advancement to enhance efficiency and

sandbox is one of the policies in alignment with the 3rd Capital Market Development Plan (2017-2021), featuring Distributed Ledger Technology (DLT) initiated by the SEC. It is expected to enhance

issuance and offering of financial products and services among CLMV capital markets;                (5)  Optimizing Digital Technology to Increase Capital Market Potential and Supervisory Effectiveness

technology to enhance efficiency of the work of auditors and banks. Thanks to the system, the auditors will receive audit clients’ information from the banks more quickly and with greater accuracy than the

particular person to reduce inappropriate PP offering.  The SEC is proposing to amend the PP offering regulations to further enhance efficiency of such offering and maintain sufficient investor protection

Currently, asset management companies have established mixed funds with more diversified asset allocation to meet different demands of investors and to enhance efficiency for managing investment

, clearing and settlement, in accordance with the development on regulations that enable digital fundraising to increase efficiency, streamline processes, reduce costs and promote transparency in the

enhance efficiency of the market, (3) maintain long-term stability of the financial system, and (4) strengthen the international competitiveness of the market. Organisation The SEC Board The SEC Board