derives its value from the price or returns of the securities under (1) or (2). The reporting under the first paragraph shall include the holding of securities and derivatives, and the change to such
Fund; “Advisor” means any person who giving advice concerning the investment or procurement for benefit from mutual fund assets to management company in any types of fund; “Securities exchange” means The
Management of Property Fund and Loan Fund; “Advisor” means any person who giving advice concerning the investment or procurement for benefit from mutual fund assets to management company in any types of fund
giving advice concerning the investment or procurement for benefit from mutual fund assets to management company in any types of fund; “Securities exchange” means The Stock Exchange of Thailand
interest amongst the clients of the intermediary in case the intermediary provides many types or categories of services. Clause 16 The actions which cause conflicts of interest in this Chapter shall include
Act. The power and duty of the SEC Office under the first paragraph shall include: (1) the receipt of administrative fines imposed or fees charged under this Act; (2) the issuance of notifications or
SEC. The power and duty of the Capital Market Supervisory Board under the first paragraph shall include: (1) the issuance of rules, regulations, notifications, orders or directions on securities
by or expected to be supported by the Social Bond market. Social Projects include other related and supporting expenditures such as research and development and may relate to more than one category
benefit arising from such transaction would be for the benefit of the persons under (1) or (2) ultimately; (4) a person with a close relationship with an intermediary, either by contract, shareholding