บริษัท หลักทรัพย์จัดการกองทุนทิสโก้ จำกัด|กองทุนรวมเพื่อการเลี้ยงชีพ | วันที่เสนอขาย : 11/09/2566 - 19/09/2566
The allegation is a consequence of various complaints lodged to the SEC in relation to the increased debt of THB 26,000 million of EARTH following its submission of the financial statement for the first quarter of 2017. The increased debt resulted in a decrease of the shareholders’ equity of THB 10,349 million to become minus THB 15,651 million. In addition, in July 2017 the Board of Directors had resolved to approve that EARTH underwent a business rehabilitation process. The SEC, the...
lower amount of such information disclosed in the first filing with the SEC. This could be considered that one of the two directors had lacked qualifications for being independent director. 2. Monitoring
first MOA is for cooperation in monitoring and oversight of fund mobilizing companies or capital market business operators, entering the rehabilitation process or involved in a bankruptcy case pursuant to
gave a presentation on the topic, “Strengthening Market Competitiveness and Building Retirement Well-Being,” featuring how capital market competitiveness can reduce obstacles to intermediaries
the Stock Exchange of Thailand (SET), who acts as a front-line regulator responsible for real time surveillance and monitoring of all securities trading. Previously, the SET had primarily concluded that
Investigation Bureau, the Anti-Money Laundering Office, and the Thai Bankers’ Association, to establish additional measures and industry standards to address the issue of victims' funds being transferred through
2008 to address concerns about the role of CRAs in the wake of the financial crisis, and again in 2015 to take into account the CRA registration and oversight programs implemented by IOSCO members. A-4
information recording system with respect to derivatives trading, especially pre-trade information and post-trade information in order to support monitoring and examination after derivatives trading (audit
) Intermediaries: Surveillance, monitoring, inspection and investigation of business operators and related capital market personnel;(5) Enforcement: Legal actions against the violators;(6) Toward international