of the skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3
skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3. Maintenance of
Trading plans without being regarded as carrying out the securities business of private fund management or derivatives fund management, respectively. These rules have been in effect from 16 May 2019
A key strategy of SEC is to urge Thai people to realize the importance of financial planning which should be practical to achieve the long-term financial well-being. For this purpose, Thai people
: ‘Protect, Respect and Remedy.’ The said forum is one of the largest annual meetings of the United Nations since more than 2,000 participants from all relevant sectors meet to discuss directions and
“This MoU reiterates the SEC Thailand’s dedication and extensive efforts with respect to the strategic plan on digital technology and sustainable capital market. It has indeed come at a crucial time
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service
ที่ กตพ Ref. DBP. 080 / 2018 May 31, 2018 Subject : Connected Transaction in Respect of Office Lease Agreement Extension To : President The Stock Exchange of Thailand Diamond Building Products Public
in a line of work relating to money market or capital market, or work experience in the management level that is beneficial to management of securities business or work experience from being an