Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management
Exclusion of Credit Rating Agency Business from Securities Business in the Category of Securities Investment Advisory (Codified KorChor 16/2558)
จะไดร้บัเมื่อค่าการเปลีย่นแปลงของดัชนีอ้างอิง ณ วันทำการใด ปรับเพิ่มขึน้ หรือลดลงมากกว่า (ค่า Barrier) โดยเริม่ตั้งแต่วันทำการถัดจากวันเริ่มต้นสัญญาถึงวันพิจารณาสินทรพัย์ อ้างอิง) Barrier level + 25
governance Governance Bio Circular Green Disclosure International indices Transparency Regulation Innovation TechnologyScience new rules and regulation especially the trade barrier from environmental issues
Repeal of Notification of the Securities and Exchange Commission concerning Maintaining Capital of Securities Company in the Category of Securities Finance Business
Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance
Guideline on Consideration of Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business in Category of Investment Advisory Service
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Derivatives Business in the Category of Derivatives Advisor